Legal & Compliance

LEI: 213800KL2QZT2GQMQQ34

LOUIS CAPITAL MARKETS UK LLP

Enquiries should be directed to: 135 Bishopsgate, London, EC2M 3TP or email to: Mifid2@louiscapital.com.

LCM Order Execution Policy

RTS 28 Execution Report

RTS 27 Quality of Execution Quantitative Report

Conflicts of Interest Policy

Client Consent Form

Bribery Policy

For US customers:

Important Information about opening an account

Louis Capital Markets LP Execution Policy

Suitability Letter Rule FINRA 2111

To look up any of our US registered representatives, please go to BrokerCheck at: https://brokercheck.finra.org/.

For any enquiry or reclamation, please reach to uscompliance@louiscapital.com.