Legal & Compliance

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  • LOUIS CAPITAL MARKETS UK LLP
  • Enquiries should be directed to: 135 Bishopsgate, London, EC2M 3TP or email to: Mifid2@louiscapital.com.
  • LCM Order Execution Policy
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  • RTS 27 Quality of Execution Quantitative Report
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  • For US customers:

  • Important Information about opening an account
  • Louis Capital Markets LP Execution Policy
  • Suitability Letter Rule FINRA 2111
  • To look up any of our US registered representatives, please go to BrokerCheck at: https://brokercheck.finra.org/.
  • For any enquiry or reclamation, please reach to uscompliance@louiscapital.com.
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